Compliance Gap Analysis
Audit against current UK energy supply obligations (SLCs, REC, BSC)
Total Gaps Found
12
↑ +2 since last audit
Critical Issues
3
Immediate action required
Pending Reviews
5
Awaiting management approval
Detailed Findings
REC Data Quality
Retail Energy Code — Performance Assurance
Quarterly data quality report overdue since 15 January. RECCo remediation process may be triggered.
View GuidelinesBSC Credit Cover
Balancing and Settlement Code
Credit cover at £2.1M but trading volumes up 15% QoQ. May need increase to £2.5M before 14 Feb deadline.
CCL Quarterly Return
Climate Change Levy — HMRC Returns
Q3 2025 return filed on time. REGO coverage verified for all exempt supply volumes.
Ofgem Annual Return
Supply Licence Conditions (SLC 5 & 9)
Annual information return due 31 March 2026. Customer numbers, supply volumes, and complaint data not yet compiled.
Compliance Score
Medium Risk Level
72%
Remediation Plan
Submit REC Data Quality Report
Overdue since 15 Jan. Complete RECCo template and submit to avoid Performance Assurance action.
Increase BSC Credit Cover
Trading volumes up 15%. Arrange additional letter of credit before 14 Feb review.
Compile Ofgem Annual Return Data
Customer numbers and complaint statistics needed for SLC 5 & 9 return by 31 March.
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